Publications / Articles & Books /

Articles & Books

Filter By: 
Or: 

2008
Date Title
April 2008

Time Waits for No One -- Except the SEC: The Statute of Limitations (or Lack Thereof) In SEC Enforcement Actions

- The Bureau of National Affairs, Inc. Securities Regulation & Law Report
Type: Articles
Author(s): Steven S. Scholes
Practice Areas & Industries: SEC Defense , Trial

March 2008

SEC Scrutinizing Trades by Executives Under Rule 10b5-1 Plans

- Midwest In-House
Type: Other
Author(s): Steven S. Scholes
Practice Areas & Industries: Corporate , SEC Defense , Securities , Securities Litigation , Trial

2007
Date Title
October 29, 2007

Recent Trends In Securities Class Actions

- Securities Law360
Type: Articles
Author(s): Joel G. Chefitz
Practice Areas & Industries: Class Action , SEC Defense , Securities Litigation , Trial

October 8, 2007

Q&A With McDermott Will's Steven S. Scholes

- Securities Law360
Type: Articles
Author(s): Steven S. Scholes
Practice Areas & Industries: SEC Defense , Securities Litigation , Trial

September 11, 2007

Securities Fallout From the Subprime Lending Crisis

- Securities Law360
Type: Articles
Author(s): Steven S. Scholes
Practice Areas & Industries: Corporate Responsibility - SEC Enforcement , Financial Services Litigation , SEC Defense , Trial

2003
Date Title
2003

Chapter 16, "SEC Enforcement"

- Securities Law - 2003 Edition - IICLE
Type: Books
Author(s): Steven S. Scholes
Practice Areas & Industries: Corporate , Corporate Responsibility , Corporate Responsibility - SEC Enforcement , SEC Defense , Trial

2002
Date Title
Spring, 2002

Recent SEC Enforcement Developments

- SEC Issues Update
Type: Articles
Author(s): Steven S. Scholes
Practice Areas & Industries: SEC Defense , Trial

2001
Date Title
December 2001

“Court says BSA ‘safe harbor’ applies even where bad faith is alleged”

- Money Laundering Alert, Vol. 13, No. 2
Type: Articles
Author(s): Gordon A. Greenberg
Practice Areas & Industries: Professional Responsibility , SEC Defense , Trial

April 9, 2001

“New SEC Rules on Selective Disclosure And Insider Trading Increase Risks”

- Buyouts, Vol. 14, No. 7
Type: Articles
Author(s): David A. Cifrino PC
Practice Areas & Industries: SEC Defense , Securities

March 12, 2001

“New SEC chairman could put pressure on Regulation FD”

- Mass High Tech
Type: Articles
Author(s): David A. Cifrino PC
Practice Areas & Industries: SEC Defense , Securities

February 2001

“Disclosure Issues In Municipal Bonds: How the SEC Uses Rule 10B-5 for Enforcement”

- Business Crimes Law Report
Type: Articles
Author(s): Michael Kendall
Practice Areas & Industries: SEC Defense , Securities

2000
Date Title
July 25, 2000

“Survey of SEC ALJ Cases, September 1, 1998 - May 31, 2000”


Type: Other
Author(s): Eugene I. Goldman
Practice Areas & Industries: SEC Defense , Securities

McDermott Will & Emery

McDermott Will and Emery